PPM Template for Corporation Convertible Debt – 506(b)


Regulation D Rule 506(b) PPM Template

Raising ANY Amount of Capital with unlimited accredited investors and up to 35 non-accredited investors! Rule 506(b) is a GREAT CHOICE for most offerings regardless of how much is being raised.


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PPM Template for Corporation Convertible Debt – 506(b)

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***Special Offer with the purchase of one of our templates, add our Form D filing service for just $89***

This template is compliant with Regulation D Rule 506(b) and is Compliant with Dodd-Frank Wall Street Reform and Consumer Protection Act.

(Microsoft Word Document – Fully Editable – 70+ Pages)
Our Regulation D Convertible Debt Template is designed for use by Corporations selling promissory notes as security for investment as a loan paid back as debt. These Promissory Notes can be converted to Equity shares at maturity.

Each section includes a guide (in red) to complete the PPM, as well as, an automatic table of contents filler.

– Cover page
– Table of contents
– Investment summary
– Return on investment terms
– All 50 State Blue Sky Legends are included as well as the District of Columbia
(To add Foreign Legends you must add them to your cart separately)
– Regulation D disclaimers
– Offering summary
– Business Plan section
– Investment structure
– Management/director/officer backgrounds
– Use of Proceeds
– Terms & Conditions
– Investment requirements
– Risk Factors
– Competitive analysis
– Dilution and ownership detail
– Plan of placement
– Subscription Agreement (Promissory Note)
– Investor Suitability Questionnaire
– SEC Form D (PDF Format)
– SEC Form ID (PDF Format)
– State Blue Sky Forms (PDF Format)
– ERISA Language
– Patriot Act Disclosure
***70+ Pages***

Product is not a software program. This is a software file delivered in Microsoft Word Format (fully editable). It is available via download (email receipt or online account) immediately following your purchase. The software file is packaged in a .zip file.

To comply with Regulation D our PPM Templates include all 51 state (includes District of Columbia) NASAA Jurisdictional Legends. If you plan to include investors for outside the United States you need to add a General Foreign Legend, which is available for purchase by clicking Blue Sky Compliance at the top of this page than clicking Add Legends.

We provide one blank Form D with your template package, however we also provide a custom service whereby our in-house staff will file your Form D for you (choose “Filing Form D” from the menu above).

Each State requires a “Blue Sky” filing which calls for Issuers (entrepreneurs offering a PPM) to file their Form D with their State along with another form, typically a U-1 or U-2. We include these forms in your template package; however we don’t provide customizing for these forms. These forms should be filed within 15 days after receiving investment capital from an investor in any particular State. We also provide a State Blue Sky filing service, to learn more click on the Reg D Filing link in the menu.