PPM Template for Corporation Debt Offering – Rule 506(c)
Regulation D Rule 506(c) PPM Template
Find Investors – Use Rule 506(c) and Advertise! Raise ANY amount but must use accredited investors! Enabled by the JOBS Act of 2012 Rule 506(c) is fast becoming the most popular type offering.
PPM Template for Corp Debt Offering – Rule 506(c)
***Special Offer with the purchase of one of our templates, add our Form D filing service for just $89***
Note: the SEC is considering a requirement to file a Form D in advance of a Rule 506(c) offering
This template was created specifically for offerings using Accredited Investors Only. It is compliant with Regulation D Rule 506(c) as specified in the Jumpstart Our Business Startups (JOBS) Act and is Compliant with Dodd-Frank Wall Street Reform and Consumer Protection Act.
The Template is written for a Rule 506(c) offering using Accredited Investors only which allows the use of general solicitation.
(Microsoft Word Document – Fully Editable – 70+ Pages)
Our Regulation D Debt Template is designed for use by Corporations selling promissory notes as security for investment as a loan paid back as debt.
Rule 506 allows investment of any amount of capital.
Each section includes a guide (in red) to complete the PPM, as well as, an automatic table of contents filler.
– Cover page
– Table of contents
– Investment summary
– Return on investment terms
– All 50 State Blue Sky Legends are included as well as the District of Columbia
(To add Foreign Legends you must add them to your cart separately)
– Regulation D disclaimers
– Offering summary
– Business Plan section
– Investment structure
– Management/director/officer backgrounds
– Use of Proceeds
– Terms & Conditions
– Investment requirements
– Risk Factors
– Competitive analysis
– Dilution and ownership detail
– Plan of placement
– Subscription Agreement (Promissory Note)
– Investor Suitability Questionnaire
– SEC Form D (PDF Format)
– SEC Form ID (PDF Format)
– State Blue Sky Forms (PDF Format)
– ERISA Language
– Patriot Act Disclosure
PRODUCT & DELIVERY
Product is not a software program. This is a software file delivered in Microsoft Word Format (fully editable). It is available via download (email receipt or online account) immediately following your purchase. The software file is packaged in a .zip file.
STATE & FOREIGN LEGENDS
To comply with Regulation D our PPM Templates include all 51 state (includes District of Columbia) NASAA Jurisdictional Legends. If you plan to include investors for outside the United States you need to add a General Foreign Legend, which is available for purchase by clicking Blue Sky Compliance at the top of this page than clicking Add Legends.
We provide one blank Form D with your template package, however we also provide a custom service whereby our in-house staff will file your Form D for you (choose “Filing Form D” from the menu above).
BLUE SKY FILINGS
Each State requires a “Blue Sky” filing which calls for Issuers (entrepreneurs offering a PPM) to file their Form D with their State along with another form, typically a U-1 or U-2. We include these forms in your template package, however we don’t provide customizing for these forms. These forms should be filed within 15 days after receiving investment capital from an investor in any particular State. We also provide a State Blue Sky filing service, to learn more click on the Reg D Filing link in the menu.