PPM Template for Corporation Equity Offering – Rule 506(b)


Regulation D Rule 506(b) PPM Template

Raising ANY Amount of Capital with unlimited accredited investors and up to 35 non-accredited investors! Rule 506(b) is a GREAT CHOICE for most offerings regardless of how much is being raised.


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PPM Template for Corporation Equity Offering – Rule 506(b)

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***Special Offer with the purchase of one of our templates, add our Form D filing service for just $89***

This template is compliant with Regulation D Rule 506(b) and is compliant with Dodd-Frank Wall Street Reform and Consumer Protection Act.

(Microsoft Word Document – Fully Editable – 55+ Pages)

Our Regulation D Equity Template is designed for use by Corporations selling stock shares or other equities as security for investment in exchange for partial ownership.
Each section includes a guide (in red) to complete the PPM, as well as, an automatic table of contents filler.

– Cover page
– Table of contents
– Investment summary
– Return on investment terms
– All 50 State Blue Sky Legends are included as well as the District of Columbia
(To add Foreign Legends you must add them to your cart separately)
– Regulation D disclaimers
– Offering summary
– Business Plan section
– Investment structure
– Management/director/officer backgrounds
– Use of Proceeds
– Terms & Conditions
– Investment requirements
– Risk Factors
– Competitive analysis
– Dilution and ownership detail
– Plan of placement
– Subscription Agreement
– Investor Suitability Questionnaire
– SEC Form D (PDF Format)
– SEC Form ID (PDF Format)
– ERISA Language
– Patriot Act Disclosure

***55+ Pages***

Product is not a software program. This is a software file delivered in Microsoft Word Format (fully editable). It is available via download (email receipt or online account) immediately following your purchase. The software file is packaged in a .zip file.

To comply with Regulation D our PPM Templates include all 51 state (includes District of Columbia) NASAA Jurisdictional Legends. If you plan to include investors for outside the United States you need to add a General Foreign Legend, which is available for purchase in the State and Foreign Jurisdictional Legends category section of the store.

We provide one blank Form D with your template package, however we also provide a custom service whereby our in-house staff will file your Form D for you (choose “Filing Form D” from the menu above).

Except for Florida each State requires a “Blue Sky” filing. All states now use the NASAA Electronic Filing Depository (EFD) system except for Arizona and Maine. Arizona has its on online filing system where you can upload your Form D and pay the state filing fee. Maine is filed via mail or courier. We also provide a State Blue Sky filing service, to learn more click on the Reg D Filing link in the menu.