PPM Template for LLC Equity/Debt Comb – Rule 504

Original price was: $209.00.Current price is: $159.00.

Regulation D Rule 504 PPM Template

Offer your investors a choice! Buy our combo pack and get 2 PPM’s at great savings!


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PPM Template for LLC Equity/Debt Comb – Rule 504

– view sample –

***Special Offer with the purchase of one of our templates, add our Form D filing service for just $89***

Compliant with Dodd-Frank Wall Street Reform and Consumer Protection Act

(2 Microsoft Word Documents – Fully Editable)

Our Rule 504 Equity/Debt combo package for Limited Liability Companies provides both our standard Rule 504 Debt template and the Rule 504 Equity template allowing you to offer your investors a choice of purchasing equity shares or debt through a promissory note.

Rule 504 allows investment of up to $10 million every 12 months. (see our section on Reg D Basics)

Each section includes a guide (in red) to complete the PPM, as well as, an automatic table of contents filler.
Please note you receive two PPM templates, one for Debt and one for Equity.
– Cover page
– Table of contents
– Investment summary
– Return on investment terms
– All 50 State Blue Sky Legends are included as well as the District of Columbia

(To add Foreign Legends you must add them to your cart separately)

– Regulation D disclaimers
– Offering summary
– Business Plan section
– Investment structure
– Management/director/officer backgrounds
– Use of Proceeds
– Terms & Conditions
– Investment requirements
– Risk Factors
– Competitive analysis
– Dilution and ownership detail
– Plan of placement
– Subscription Agreement (Promissory Note)
– Investor Suitability Questionnaire
– SEC Form D (PDF Format)
– SEC Form ID (PDF Format)
– State Blue Sky Forms (PDF Format)
– ERISA Language
– Patriot Act Disclosure
– LLC Operating Agreement (21 pages)


Product is not a software program. This is a software file delivered in Microsoft Word Format (fully editable). It is available via download (email receipt or online account) immediately following your purchase. The software file is packaged in a .zip file.

To comply with Regulation D our PPM Templates include all 51 state (includes District of Columbia) NASAA Jurisdictional Legends. If you plan to include investors for outside the United States you need to add a General Foreign Legend, which is available for purchase in the State and Foreign Jurisdictional Legends category section of the store.

We provide one blank Form D with your template package, however we also provide a custom service whereby our in-house staff will file your Form D for you (choose “Filing Form D” from the menu above).

Each State requires a “Blue Sky” filing which calls for Issuers (entrepreneurs offering a PPM) to file their Form D with their State along with another form, typically a U-1 or U-2. We include these forms in your template package, however we don’t provide customizing for these forms. These forms should be filed within 15 days after receiving investment capital from an investor in any particular State.

Note: please check availability of Rule 504 exemption within the individual state where you plan to conduct your offering. Some states do not recognize Rule 504 so you may have to use an alternative exemption in that state.