Electronic Blue Sky Filing Service


Electronic Blue Sky Filing Service

Let us take care of your state notice filing requirements for your Rule 506(b) or (c) offering. We use the NASAA Electronic Filing Depository (EFD) to notify and pay any state filing fees in the states you receive money from investors.

EFD Amendments

Most offerings will require updates to the EFD filing as new investors come on-board. The EFD amendments option allows monthly updates for one year from the order date. Simply send us the information on the new investors you receive and we will take care of the amendment.


Electronic Blue Sky Filing Service (for States using EFD)


This service is for RULE 506(b) and (c) offerings only. For RULE 504 please use our Blue Sky page for information on each states requirements for these type offerings. We do not offer a service for Rule 504 filings.

Our Initial Blue Sky Filing includes setting up your offering on EFD and filing any states you have already received funds from investors. If your initial filing includes Arizona it will be filed separately on the Arizona Corporate Commission Portal. When you need to add other states you can order amendments from the PPM Store.

NOT INCLUDED: Florida and Maine are not part of the NASAA Electronic Filing Depository (EFD). Florida does not require you to do a notice filing for a Rule 506 offering and Maine must be filed manually (mailed). New York requires the use of EFD for filings except Real Estate Securities which still require the use of a Form 99 and to be mailed. We do include the necessary instructions and forms for you to file Maine and New York Real Estate Securities filings on your own.


To get started with your filing you will receive a download link via email or you can logon to your account and download the filing package immediately following your purchase.  The download package has the instructions for how the service works and a simple to use form to provide us with the information we need to perform your filing.

This service is typically completed within 3-5 business days once we receive your information. You have up to one year from the date of order to use this service.

Note: Currently the NASAA EFD system only accepts payments for state filing fees using an ACH transaction.