Skip to content
Sale!

Manual Blue Sky Notice Filing Package

$69.00 $49.00

Manual Blue Sky Notice Filing Package

Let us help you with your state notice filing requirements for your Rule 506(b) or (c) offering. This package is for states NOT yet accepting electronic notice filings. Currently AZ, CT, ME, MA, and NY must be filed manually. We provide all the information you will need to file in these states.

Description

Manual Blue Sky Notice Filing Package

-BLUE SKY NOTICE FILING PACKAGE FOR STATES NOT USING EFD: RULE 506 OFFERINGS ONLY-

Our state Manual Filing Package  is for Arizona, Connecticut, Maine, Massachusetts and New York ONLY. These states are not currently part of the NASAA Electronic Filing Depository (EFD) and must be filed manually.

Please note Florida does not require you to file for a Rule 506 offering.

Our manual filing package includes:

-Instructions for filing each state including fees and mailing information

-Cover letters (for states that require one) citing the appropriate state statute

-Form 99 for New York filings

-Form U-2

-Connecticut Sales Questionnaire
This package is for RULE 506(b) and (c) offerings only. For RULE 504 please use our Blue Sky page for information on each states requirements for these type offerings. We do not offer services or filing packages for Rule 504 filings.
PRODUCT & DELIVERY
——————————————————–

This is a software file delivered in Microsoft Word Format. It is available via download (email receipt or online account) immediately following your purchase.

———————————————————————-