Private Placement Memorandum Templates

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PPM Templates for use with Regulation D Exempt Securities Offerings

Our Private Placement Memorandum or PPM Templates are Frank-Dobbs Wall Street Reform Act and JOBS ACT Compliant. They are cover to cover memorandums and include all 50 states NASAA legends plus the District of Columbia. If you plan to offer your securities outside the United States you can add a general foreign legend or country specific legends as we have many to choose from. Our PPM Templates save you thousands of dollars in legal fees with the typical legal cost for a PPM preparation being $8,000 to $30,000!

Our PPM Templates are "Legal-Grade" for use with public and private companies.

All of our private placement memorandums meet the requirements for a SEC Regulation D offering as well as state Blue Sky and NASAA requirements. We have PPM templates for debt or equity offerings that can be used by Limited Liability Companies (LLC), Limited Partnerships (LP) and any type Corporation.

All of our PPM Templates are Microsoft Word® documents so entering your offering information is simple and easy. Once you purchase and download a template just add the information about your business along with the details for your Reg D Offering and they are ready to deliver to investors. The templates contain:

  • IMPORTANT NOTICES
  • REGULATION D DISCLAIMERS
  • JURISDICTIONAL (NASAA) LEGENDS
  • SUMMARY OF THE OFFERING
  • THE COMPANY
  • MANAGEMENT
  • TERMS OF THE OFFERING
  • PLAN OF DISTRIBUTION
  • DESCRIPTION OF SECURITIES
  • USE OF PROCEEDS
  • CAPITALIZATION STATEMENT
  • MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
  • FIDUCIARY RESPONSIBILITIES OF THE DIRECTORS AND OFFICERS OF THE COMPANY
  • RISK FACTORS
  • PRINCIPAL SHAREHOLDERS
  • HOW TO INVEST
  • INVESTOR SUITABILITY REQUIREMENTS
  • LITIGATION
  • FORECASTS OF FUTURE OPERATING RESULTS
  • INVESTOR SUTABILITY QUESTIONNAIRE
  • STOCK SUBSCRIPTION AGREEMENT
  • PROMISSORY NOTE (FOR DEBT OFFERINGS)
  • OPERATING AGREEMENT (FOR LLC’S

To View a Sample of Our Private Placement Memorandums:

We offer PPM's for LLC's, Corporations and LP's using Equity or Debt offerings.

What Types of Businesses can use our PPM Templates?

Any private or public company seeking to raise capital or private financing from investors can use our PPM's. Any type of industry to include: real estate, retail businesses, franchises, manufacturing, software development, bio-med, internet, bio-fuel, films, medical, Hedge Fund or any other type of business. Our PPM templates have been used by startups and existing business that are looking to expand their operations.

Looking for a PPM designed specifically for Real Estate Offerings, we have just what you need with our Real Estate PPM's:

How do I Choose the Right Template?

If you have not yet setup your business you will need to decide what type of entity you will be; Limited Liability Company (LLC), Corporation or a Limited Partnership (LP). Next determine how you would like to pay back investors. If you plan to take the capital as a loan you will need to choose a debt offering. If you plan to take investors capital as a profit sharing venture you will need to choose an equity offering. Finally select which Regulation D Rule is right for your Reg D Offering. Rule 506 is the most widely used Rule under Regulation D and always are recommended exemption; however, if you plan to raise less than $1 million you can consider using Rule 504, or less than $5 million you can consider using Rule 505. If you plan to raise more than $5 million you must use Rule 506 but you can also use Rule 506 for smaller amounts. We recommend you review our Reg D Basics pages for help with the Rules. [Learn More]

Ok it is Time to Choose a PPM Template and Start Raising Capital!

Our private placement memorandum template packages are the most complete packages available online. Packages include a Private Placement Memorandum Template, Investor Suitability Questionnaire, Subscription Agreement or Promissory Note, LLC Operating Agreement (LLC packages only), State and SEC Regulation D filing documents and all 50 state disclosure legends plus District of Columbia!